Back by popular demand! Our March webinar on sponsor missteps generated so many questions that we simply couldn’t cover everything in one hour. Join us in September as we continue the conversation.

Together, we’ll examine the critical decisions that can determine whether a retail capital raise gains traction—or stalls before it begins.

From distribution strategy and operational readiness to legal structure, due diligence preparation, and platform expectations, our panel will share practical guidance to help sponsors avoid common pitfalls, engage key partners early, and navigate the complexities of the retail channel with greater confidence.

Whether you’re preparing to launch or looking to strengthen your existing strategy, this session will provide actionable insights to help set your raise up for success.

The Retail Readiness™ Podcast provides educational discussions about raising capital in the retail channel and working with broker-dealers and RIAs. The content is not legal, investment, or regulatory advice. Please consult your legal team and trusted advisors to discuss your specific situation.

Tax-advantaged products often operate within compressed fundraising windows, with many offerings working toward year-end closes. Sponsors who wait until Q4 to think about distribution, operations, and advisor engagement may find themselves competing for limited attention during one of the busiest times of the year.

Join Heidi Wheatley for August’s Retail Readiness™ conversation with industry leaders, Brian Conneely, Peak Capital, Jackson Burns, Vistra Fund Solutions, and Bill Robbins, WealthForge, to learn what it takes to prepare for a successful launch.

The Retail Readiness™ Podcast provides educational discussions about raising capital in the retail channel and working with broker-dealers and RIAs. The content is not legal, investment, or regulatory advice.

Entering the RIA channel requires more than a compelling investment strategy—it demands the right operational infrastructure. This session will focus on key components such as custodians, transfer agents, and the processes that support advisor access and investor onboarding. We discuss what RIAs and their platforms expect, where sponsors often encounter friction, and how to prepare your operations to support a smoother path to market.

The Retail Readiness™ Podcast provides educational discussions about raising capital in the retail channel and working with broker-dealers and RIAs. The content is not legal, investment, or regulatory advice.